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On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown

On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be resolved to ensure SEC compliance.

Updated: October 1, 2024

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iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency

In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...

Jennifer Froberg - Sr SEC Product Specialist

December 20, 2024

Corporate Compliance

Are you already preparing for the next AEP season?

Creating documents for health plan member communications can be chaotic. This year was no exception when the models dropped for...

Jen Trewick - Principal Product Manager

December 18, 2024

Health Plans

Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award

W&T Offshore, Inc. is highlighted for being a finalist for the 2024 Best Proxy Statement (Small Cap) award, showcasing their...

Mike Spelman

November 8, 2024

Corporate Compliance

Why Notice and Access (N&A) can end up costing more — and yield lower voting results

When the SEC introduced Notice and Access (N&A), the goal was to cut printing and postage costs while simplifying the...

Mike Spelman

October 30, 2024

Corporate Compliance

Medicare, Medicaid & Mental Health: understanding CMS’s new behavioral health strategy

As mental health care access becomes an even greater priority, CMS recently implemented a new comprehensive behavior health strategy. Learn...

April Chambers - Healthcare Service Technology Manager

October 30, 2024

Health Plans

What is the purpose of the Management Information Circular in Canada?

The Management Information Circular (MIC) plays an important role in Canadian corporate governance, serving purposes beyond regulatory requirements. The MIC...

Jason Barnard - Business Development Manager, Canadian Compliance

October 18, 2024

Corporate Compliance

EDGAR Next: How to navigate the SEC rule and requirements

On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...

Jennifer Froberg - Sr SEC Product Specialist

October 14, 2024

Corporate Compliance Financial Services

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...

Theresa Jasper - Senior SEC Product Specialist

October 14, 2024

Corporate Compliance

Navigating the 2024 CMS Final Rule changes: what they mean for member communications programs

Open enrollment is just around the corner, and with it comes significant changes to how MAOs manage their member communications....

Jen Trewick - Principal Product Manager

October 10, 2024

Health Plans

Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate

The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...

Eva Schaeffer

October 9, 2024

Corporate Compliance

Capital Markets

Corporate Compliance

Financial Services Regulatory Disclosure and Marketing Communications

Health Plans Member Communications

On The Dot

Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown

Updates & Insights

On The Dot

Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown

iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency

Are you already preparing for the next AEP season?

Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award

Why Notice and Access (N&A) can end up costing more — and yield lower voting results

Medicare, Medicaid & Mental Health: understanding CMS’s new behavioral health strategy

What is the purpose of the Management Information Circular in Canada?

EDGAR Next: How to navigate the SEC rule and requirements

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

Navigating the 2024 CMS Final Rule changes: what they mean for member communications programs

Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate

Capital Markets

Corporate Compliance

Financial Services Regulatory Disclosure and Marketing Communications

Health Plans Member Communications

On The Dot

On The Dot

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