Updates & Insights

SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.

Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...

Guy Stanzione - Director, SEC Compliance Services

February 13, 2023

Financial Services

How to choose the best financial printer for an IPO

A key driver to a successful IPO is the assembling of the best working team. Within that working team, the...

Toppan Merrill

February 5, 2023

Capital Markets

ESG Helps Emerging Companies Add Value and Reduce Risk

Under the administration of President Biden, the SEC will probably consider requiring disclosures in several environmental, social, and governance (ESG)...

Perkins Coie

February 3, 2023

Corporate Compliance

M&A process | 8 essential steps in an M&A transaction

Global capital markets continue to grow more complex and are accelerated by regulatory shifts and market disruptions. And while M&A...

Toppan Merrill

January 18, 2023

Capital Markets

SEC filing form types: 7 SEC forms you should know

Although there are dozens and dozens of forms and schedules listed by the SEC, when it comes to Capital Markets...

Toppan Merrill

January 18, 2023

Capital Markets Corporate Compliance

Direct mail comes roaring back: 3 keys for healthcare insurers to drive engagement and growth

Amid all of the buzz around the tremendous digitization that’s taken place over the last two years in the healthcare...

Mike Zimny

January 11, 2023

Health Plans

SEC updates EDGAR on Jan. 3, 2023, for Form 13F rule changes

On Jan. 3, 2023, the SEC updated the EDGAR system to implement changes related to Form 13F, which is filed...

Jennifer Froberg - Sr SEC Product Specialist

January 4, 2023

Corporate Compliance Financial Services

5 CMS-required documents health plan marketers must know

Navigating the modern requirements and insurance documents of Medicare insurance can be a complex and a demanding task for many...

Summer Beach – Associate Director, Medicare Compliance Solutions

December 12, 2022

Health Plans

The A-B-Cs of SOX compliance

At its core, the Sarbanes-Oxley Act of 2002 is a law that was enacted in 2002 to protect the investing...

Elizabeth Epler Jones, CPA - Partner, AXIA Partners

December 1, 2022

Corporate Compliance

How customers shop for health plans through digital marketing

The growing popularity of mobile apps and digital platforms is challenging many Medicare Advantage (MA) plans to rethink their digital...

Summer Beach – Associate Director, Medicare Compliance Solutions

November 28, 2022

Health Plans