Toppan Merrill Drives ESG and CSRD Reporting Excellence with Nasdaq
NEW YORK, Jan. 25, 2024 /PRNewswire/ -- Toppan Merrill, a technology-driven, global leader simplifying the complexity of regulatory disclosure and...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.
Updated: December 18, 2025
SEC FAQ: Binding individual shareholder reports of multiple funds addressed
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...
Guy Stanzione - Director, SEC Compliance Services
Corp Fin Continues to Issue “Climate Change” Comments
By Allison Handy on January 25, 2024 As we continue to wait for the SEC to adopt final climate disclosure rules, Corp Fin...
Podcast: TSR ready. Are you absolutely sure? Tackling the SEC filing challenges. [9:01]
On The Dot (Episode 5) - A conversation with Guy Stanzione and Gordon Ruckdeschel about the SEC Tailored Shareholder Reports...
Guy Stanzione - Director, SEC Compliance Services
Gordon Ruckdeschel - Vice President, Compliance Services and Funds
SEC publishes 5 TSR FAQs: what every filer needs to know
Learn more about the recently released TSR FAQs published by the SEC.
Guy Stanzione - Director, SEC Compliance Services
Podcast: TSR ready. Are you absolutely sure? Tackling the print and distribution challenges. [9:31]
On The Dot (Episode 4) - A conversation with Guy Stanzione about the SEC Tailored Shareholder Reports mandate and tackling...
Guy Stanzione - Director, SEC Compliance Services
Podcast: Why Every SEC Filer Needs to Prepare for EDGAR Next Now [9:07]
On The Dot (Episode 3) - A conversation with Gordon Ruckdeschel about the EDGAR Next proposal and the steps SEC...
Gordon Ruckdeschel - Vice President, Compliance Services and Funds
Corp Fin Director Erik Gerding Speaks on Cyber Incident Disclosure
On December 18, 2023, public companies were required to begin reporting any material cybersecurity incident under the final SEC rule....
What to consider when looking for Evidence of Coverage software solutions
Having the right solution for EOCs can help ensure your plan meet the CMS deadlines. Get an understanding of solution...
Jen Trewick - Principal Product Manager
Podcast: What are the early benefits of EDGAR Next? [9:23]
On The Dot (Episode 2) - A conversation with Jennifer Froberg about the SEC’s EDGAR Next proposal designed to improve...
Jennifer Froberg - Sr SEC Product Specialist