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On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]

On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure requirements for domestic and foreign issuers.

Updated: October 16, 2025

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Important Topics Related to Insider Trading Disclosure and iXBRL Tagging

The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...

Jennifer Froberg - Sr SEC Product Specialist

June 19, 2023

Corporate Compliance

Clarifying SEC Form 144 filing requirements

Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...

Toppan Merrill

June 16, 2023

Corporate Compliance

How to choose the best SEC filing agent for an IPO

“Going public” offers private companies powerful growth opportunities — but also comes with a host of responsibilities to meet including...

Toppan Merrill

June 15, 2023

Capital Markets

What is SEDAR+?

The new platform is designed to better support how issuers, SEDAR+ filing agents and data consumers file, disclose and access...

Toppan Merrill

June 2, 2023

Capital Markets Corporate Compliance

CMS Changes the Definition of Marketing

We’ve heard the saying, “history repeats itself.” This rings true with yet another Centers for Medicare & Medicaid Services (CMS)...

Summer Beach – Associate Director, Medicare Compliance Solutions

May 30, 2023

Debunking the Classic Myths Surrounding CMS Star Ratings

Over the last year, we have seen unprecedented change in the Public Company Accounting Oversight Board (PCAOB) and its standards-setting...

Summer Beach – Associate Director, Medicare Compliance Solutions

May 10, 2023

How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing

The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...

Guy Stanzione - Director, SEC Compliance Services

May 10, 2023

Financial Services

Tailored Shareholder Reports: Managing the SEC website hosting requirements

In recent years the SEC has been focused on modernization and digital transformation, with the goals of: 1. Transparency and...

Guy Stanzione - Director, SEC Compliance Services

May 2, 2023

Financial Services

How CMS’ File and Use can assist Medicare Advantage Organizations

“Keep ‘em honest” often refers to important business activity checks and balances. An area in the Medicare Advantage (MA) industry...

Summer Beach – Associate Director, Medicare Compliance Solutions

April 19, 2023

SOX compliance: 4 key considerations for 2023

Elizabeth Epler Jones, Partner at AXIA Partners, details the impact of the PCAOB’s standards-setting agenda and what that means for...

Elizabeth Epler Jones, CPA - Partner, AXIA Partners

April 10, 2023

Corporate Compliance