Updates & Insights

SEC FAQs: Form N-CSR and website availability requirements

On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...

Guy Stanzione - Director, SEC Compliance Services

March 6, 2024

Financial Services

Toppan Merrill and Nasdaq collaborate to support ESG and CSRD reporting needs

The European Sustainability Reporting Standards (ESRS) were published in late December 2023, starting a new phase in the roll-out of...

Toppan Merrill

February 28, 2024

Corporate Compliance

Why CMS changes make member experience even more important

Medicare Advantage Organizations (MAOs) face several challenges. Learn about key changes from CMS that could impact your health plan member...

April Chambers - Healthcare Service Technology Manager

February 28, 2024

Health Plans

SEC Announces Charges Against Public Companies and Insiders in Connection with “Ongoing” Investigation of Beneficial Ownership Reporting Violations

Authors: Josh La Grange, Nathan M. Erickson Introduction On September 27, 2023, the Securities and Exchange Commission (the “SEC” or...

Fried Frank

February 9, 2024

Corporate Compliance

Toppan Merrill Drives ESG and CSRD Reporting Excellence with Nasdaq

NEW YORK, Jan. 25, 2024 /PRNewswire/ -- Toppan Merrill, a technology-driven, global leader simplifying the complexity of regulatory disclosure and...

Toppan Merrill

February 1, 2024

Corporate Compliance News Release

SEC FAQ: Binding individual shareholder reports of multiple funds addressed

On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...

Guy Stanzione - Director, SEC Compliance Services

January 31, 2024

Financial Services

Corp Fin Continues to Issue “Climate Change” Comments

By Allison Handy on January 25, 2024 As we continue to wait for the SEC to adopt final climate disclosure rules, Corp Fin...

Perkins Coie

January 30, 2024

Corporate Compliance

Podcast: TSR ready. Are you absolutely sure? Tackling the SEC filing challenges. [9:01]

On The Dot (Episode 5) - A conversation with Guy Stanzione and Gordon Ruckdeschel about the SEC Tailored Shareholder Reports...

Guy Stanzione - Director, SEC Compliance Services

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

January 25, 2024

Financial Services

SEC publishes 5 TSR FAQs: what every filer needs to know

Learn more about the recently released TSR FAQs published by the SEC.

Guy Stanzione - Director, SEC Compliance Services

January 22, 2024

Financial Services

Podcast: TSR ready. Are you absolutely sure? Tackling the print and distribution challenges. [9:31]

On The Dot (Episode 4) - A conversation with Guy Stanzione about the SEC Tailored Shareholder Reports mandate and tackling...

Guy Stanzione - Director, SEC Compliance Services

January 8, 2024

Financial Services