Blog | Page 13 of 20 | Toppan Merrill

On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: ETF issuer interest remains high [14:04]

On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.

Updated: December 18, 2025

Listen Now

Search blog posts

Filter by categories

Filter by topics

Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended

Insider Trading Arrangements and Related Disclosures, a new SEC rule, implements cooling-off periods for directors and officers to minimize potentially...

Jennifer Froberg - Sr SEC Product Specialist

March 15, 2023

Capital Markets Corporate Compliance

Guidance from the SEC for new Pay versus Performance tables

The SEC staff recently issued 15 interpretations (see Sections 128D and 228D) relating to its new Pay versus Performance (PvP) rules.

Bryan Cave Leighton Paisner

March 3, 2023

Corporate Compliance

Decoding the SEC’s Updates on Pay Versus Performance Rules

Many issues remain open for imminent filers Final Pay Versus Performance (PVP) disclosure rules were published nearly six months ago leaving many...

Pearl Meyer

February 24, 2023

Capital Markets

ESEF iXBRL block tagging is here. What does that mean for you?

After implementing iXBRL tagging of face financials last year as part of the initial requirements of the ESMA ESEF mandate,...

Bartek Czajka - Director of XBRL Consulting Services

February 23, 2023

Corporate Compliance

Voluntary and Mandatory Climate Disclosures: Key Considerations for Companies

iXBRL (Inline XBRL) is a filing format that merges the aesthetic benefits of a human-readable HTML file with the machine-readable...

Holland & Knight LLP

February 17, 2023

Capital Markets

What are the updates to the “glossy” annual report filing requirements?

On June 2, 2022, the Securities and Exchange Commission (SEC) passed a final rule that requires filers, beginning Jan. 11,...

Toppan Merrill

February 16, 2023

Capital Markets Corporate Compliance

Medicare acronym soup 101

Health plans can easily over-use acronyms in their communications, causing confusion for their enrollees.

Summer Beach – Associate Director, Medicare Compliance Solutions

February 14, 2023

Health Plans

SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.

Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...

Guy Stanzione - Director, SEC Compliance Services

February 13, 2023

Financial Services

How to choose the best financial printer for an IPO

A key driver to a successful IPO is the assembling of the best working team. Within that working team, the...

Toppan Merrill

February 5, 2023

Capital Markets

ESG Helps Emerging Companies Add Value and Reduce Risk

Under the administration of President Biden, the SEC will probably consider requiring disclosures in several environmental, social, and governance (ESG)...

Perkins Coie

February 3, 2023

Corporate Compliance

Capital Markets

Corporate Compliance

Financial Services Regulatory Disclosure and Marketing Communications

Health Plans Member Communications

On The Dot

Podcast: ETF issuer interest remains high [14:04]

Updates & Insights

On The Dot

Podcast: ETF issuer interest remains high [14:04]

Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended

Guidance from the SEC for new Pay versus Performance tables

Decoding the SEC’s Updates on Pay Versus Performance Rules

ESEF iXBRL block tagging is here. What does that mean for you?

Voluntary and Mandatory Climate Disclosures: Key Considerations for Companies

What are the updates to the “glossy” annual report filing requirements?

Medicare acronym soup 101

SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.

How to choose the best financial printer for an IPO

ESG Helps Emerging Companies Add Value and Reduce Risk

Capital Markets

Corporate Compliance

Financial Services Regulatory Disclosure and Marketing Communications

Health Plans Member Communications

On The Dot

On The Dot

Subscribe for Updates