What are the updates to the “glossy” annual report filing requirements?
On June 2, 2022, the Securities and Exchange Commission (SEC) passed a final rule that requires filers, beginning Jan. 11,...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]
On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure requirements for domestic and foreign issuers.
Updated: October 16, 2025
Medicare acronym soup 101
Health plans can easily over-use acronyms in their communications, causing confusion for their enrollees.
Summer Beach – Associate Director, Medicare Compliance Solutions
SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.
Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...
Guy Stanzione - Director, SEC Compliance Services
How to choose the best financial printer for an IPO
A key driver to a successful IPO is the assembling of the best working team. Within that working team, the...
ESG Helps Emerging Companies Add Value and Reduce Risk
Under the administration of President Biden, the SEC will probably consider requiring disclosures in several environmental, social, and governance (ESG)...
M&A process | 8 essential steps in an M&A transaction
Global capital markets continue to grow more complex and are accelerated by regulatory shifts and market disruptions. And while M&A...
SEC filing form types: 7 SEC forms you should know
Although there are dozens and dozens of forms and schedules listed by the SEC, when it comes to Capital Markets...
Direct mail comes roaring back: 3 keys for healthcare insurers to drive engagement and growth
Amid all of the buzz around the tremendous digitization that’s taken place over the last two years in the healthcare...
Mike Zimny
SEC updates EDGAR on Jan. 3, 2023, for Form 13F rule changes
On Jan. 3, 2023, the SEC updated the EDGAR system to implement changes related to Form 13F, which is filed...
Jennifer Froberg - Sr SEC Product Specialist
5 CMS-required documents health plan marketers must know
Navigating the modern requirements and insurance documents of Medicare insurance can be a complex and a demanding task for many...
Summer Beach – Associate Director, Medicare Compliance Solutions