Updates & Insights

Closed-End Fund rule changes and instructions for SEC Form N-2 filers

The SEC adopted an expansive final rule in March 2020, Securities Offering Reform for Closed-End Investment Companies, designed to streamline...

Jennifer Froberg - Sr SEC Product Specialist

September 13, 2021

Financial Services

What are Capital Markets and how do they work?

Simply put, capital markets are the vehicles for capital creation. Capital markets are a financial marketplace where people or institutions...

Toppan Merrill

September 9, 2021

Capital Markets

Marketing communication for health plans

To increase member enrollment and satisfaction, having effective health planmarketing strategies to communicate with current and potential customers is necessary....

Toppan Merrill

September 8, 2021

Health Plans

Five steps to integrate print and digital communications: integrated marketing strategy (part 2)

Firms need to find new ways to cut through the digital noise. Still, many remain heavily focused on digitization, shifting...

Toppan Merrill

July 15, 2021

Financial Services Health Plans

What is a SPAC? The difference between a traditional IPO and a SPAC IPO.

A SPAC IPO differs from a traditional IPO in that a SPAC IPO is formed for the sole purpose of...

Toppan Merrill

July 13, 2021

Capital Markets

What is an Initial Public Offering?

Prior to being a publicly-traded company featured on a stock exchange, companies are privately held by the business owners. The Securities...

Toppan Merrill

July 1, 2021

Capital Markets

Nasdaq permits primary direct listings and proposes relaxation of pricing limits

On May 19, 2021, the Securities and Exchange Commission (SEC) approved Nasdaq’s proposal to permit companies to issue shares and...

Skadden, Arps, Slate, Meagher & Flom LLP

June 30, 2021

Capital Markets

The value of an effective print and digital communications approach: integrated marketing strategy (part 1)

In today's world, digital-first dominates the communication strategies of Firms across the globe. Study after study shows that COVID-19 has...

Toppan Merrill

June 29, 2021

Financial Services Health Plans

SPAC Odessy 2021: SOX compliance for new issuers

The rise of the SPAC places a spotlight on compliance requirements for newly public companies. The most arduous compliance demands...

Toppan Merrill

June 9, 2021

Capital Markets Corporate Compliance

How to efficiently produce and manage multichannel communications

As the need for digital transformation has been accelerated over the past year, so has the struggle to find the...

Toppan Merrill

April 28, 2021

Health Plans