SEC fee payment method changes effective May 31, 2022
In 2021, the SEC adopted a significant final rule, Filing Fee Disclosure and Payment Methods Modernization, to modernize how companies...
Jennifer Froberg - Sr SEC Product SpecialistUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.
Updated: December 18, 2025
Jennifer Froberg - Sr SEC Product Specialist
Inline XBRL taxonomy for closed-end funds (CEFs) and business development companies (BDCs)
In 2020, the SEC adopted a final rule, Securities Offering Reform for Closed-End Investment Companies, modernizing disclosure and the offering...
Jennifer Froberg - Sr SEC Product Specialist
Medicare, Medicare Advantage and CMS. A timeline from 1901 to today
In social settings, when someone asks, “What is Medicare?” or “What is CMS?” the common adage used to be, “Oh,...
Summer Beach – Associate Director, Medicare Compliance Solutions
Oh, my CMS stars! Yes, sales and marketing can impact Star Ratings
If you are an insurer who operates as a Medicare Advantage Organization (MAO), you’re well-aware how a plan’s 5-Star Rating...
Summer Beach – Associate Director, Medicare Compliance Solutions
Back to the future: CMS sales and marketing guidelines
With the ever-changing landscape of Center for Medicare and Medicaid Services (CMS) guidelines, let’s take a look at the recent...
Summer Beach – Associate Director, Medicare Compliance Solutions
Accessibility in healthcare: how providers can pivot for Section 508 compliance
Social awareness, diversity, and equality are all common topics, and all have a common thread — accessibility.
The revised MCMG: what’s happening for 2024?
Medicare Communications and Marketing Guidelines (MCMG), the Medicare Advantage and Part D health plan industry will be sifting through rubble...
Summer Beach – Associate Director, Medicare Compliance Solutions
The complete IPO readiness checklist: Proven best practices
Going public offers private companies significant growth opportunities but introduces scrutiny from government regulators, analysts, and investors, along with ongoing...
The return of the Multi-Language Insert (MLI): where did it ever go?
CMS instituted a requirement in 2012 for Medicare Advantage Organizations (MAOs) and Part D Plans to communicate the availability of...
Summer Beach – Associate Director, Medicare Compliance Solutions
How a Strategic Communications Plan Impacts Customer Trust and Loyalty in Financial Services (Part 2)
It is crucial for financial services firms to meet customer expectations when it comes to communications to establish trust, build...