SEC FAQs: Electronic delivery of Shareholder Reports
With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to...
Guy Stanzione - Director, SEC Compliance ServicesUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown
On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be resolved to ensure SEC compliance.
Updated: October 1, 2024
Guy Stanzione - Director, SEC Compliance Services
What to know about the upcoming Resource Extraction filing requirements
Resource Extraction filings require oil, gas and mineral companies to report payments in standard XBRL format. Jennifer Froberg shares the...
Jennifer Froberg - Sr SEC Product Specialist
Registered Index Linked Annuities (RILA) expected to gain interest
A Registered Index Linked Annuity (RILA) is one of several types of annuity contracts offered by insurance companies. An investor’s...
Guy Stanzione - Director, SEC Compliance Services
SEC filing fee tables: How to convert and accurately apply iXBRL tags
Beginning July 31, 2024, SEC large accelerated filers are required to submit filing fee data in iXBRL format, with all...
Theresa Jasper - Senior SEC Product Specialist
ESG, 10-K and Proxy report design: Solving consistency and content challenges
Consistency across all legal and financial reporting is not only a “nice to have,” but a “must have,” in this...
Mike Spelman
Karen Fisher
Common XBRL tagging issues in proxy statements
A recent review of the 2024 filed Pay versus Performance proxy disclosures has identified a number of filings with common...
Shelly Wavrin - Advisor, XBRL Consulting Services
5 essential outcomes for health plan data analytics
Why aren’t health plans making better use of their Medicare Advantage member data? Because while the broader potential is clear,...
Jen Trewick - Principal Product Manager
What Fund Managers Need to Know About SEC Form N-PX
In a blog posted on April 30, 2024, Cooley discusses how, beginning August 2024, institutional investment managers that file on...
ANOC and EOC model document management: Health plan marketing communication essentials
Health plan marketing materials are largely formulaic. The Centers for Medicare & Medicaid Services (CMS) publishes standardized templates in the...
Summer Beach – Associate Director, Medicare Compliance Solutions
SEC Modernizes Beneficial Ownership Reporting on Schedule 13D and 13G with XML format
Our Toppan Merrill experts break down the SEC’s final rule to update beneficial ownership reporting for Schedule 13D and 13G...
Jennifer Froberg - Sr SEC Product Specialist