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On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: SEC Section 16 requirements for Foreign Private Issuers beginning March 18, 2026 [7:27]

On The Dot (Episode 13) - A conversation with Jennifer Froberg on the new requirement for officers and directors of Foreign Private Issuers to comply with SEC Section 16 reporting beginning March 18, 2026.

Updated: January 27, 2026

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Rethinking SLAs in member communications: speed and automation

Meeting tight CMS deadlines: Why SLAs and automation matter more than ever In healthcare communications, missing a deadline isn’t just...

Meagan Strandberg - Field Marketing Manager

October 22, 2025

Health Plans

Accessibility for Canadian corporate compliance documents

Regulatory disclosure document accessibility is a strategic advantage to engage your investors and customers, expand your reach, maintain brand reputation...

Jason Barnard - Business Development Manager, Canadian Compliance

Gary Iverson - Global Composition and Accessibility Director

October 16, 2025

Corporate Compliance

ETF issuer interest remains high even as challenges persist

Exchange Traded Funds (ETFs) have been a hot topic for years, with the discussion accelerated by the interest to expand...

Guy Stanzione - Director, SEC Compliance Services

September 25, 2025

Financial Services Investment Company Compliance

Securities Act of 1940: Rules and requirements summary

The investment company industry relies on clear, consistent disclosures to meet the ’40 Act regulatory requirements. This guide outlines the...

Guy Stanzione - Director, SEC Compliance Services

September 24, 2025

Financial Services Investment Company Compliance

Alternate Formats and Translations: A new era for health plans in compliance and efficiency

As CMS regulations become stricter and member expectations for personalized, accessible communications rise, health plans face mounting pressure to deliver...

Meagan Strandberg - Field Marketing Manager

September 10, 2025

Health Plans