Blog | Page 7 of 17 | Toppan Merrill

On The Dot

Regulatory disclosure and compliant communications - direct from the experts.

Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown

On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be resolved to ensure SEC compliance.

Updated: October 1, 2024

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Crossing the finish line: Final review for your 2024 ANOCs and EOCs

Toppan Merrill understands complex, and simple edits are important to your CMS-required ANOC and EOC benefits documents.

Summer Beach – Associate Director, Medicare Compliance Solutions

August 7, 2023

Health Plans

Modernization of filing fee disclosures – preparing for iXBRL Beta testing in October 2023

On June 16, 2023, the SEC announced the next stage of the rule implementation: an EDGAR filing fee Beta testing...

Jennifer Froberg - Sr SEC Product Specialist

June 27, 2023

Capital Markets Corporate Compliance

12 key roles to fill when kickstarting an IPO registration

Filing an IPO registration statement is a significant undertaking involving various individuals and entities. Regardless of size or scale of...

Toppan Merrill

June 21, 2023

Capital Markets

Important Topics Related to Insider Trading Disclosure and iXBRL Tagging

The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...

Jennifer Froberg - Sr SEC Product Specialist

June 19, 2023

Corporate Compliance

Clarifying SEC Form 144 filing requirements

Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...

Toppan Merrill

June 16, 2023

Corporate Compliance