New SEC Section 16 requirements for Foreign Private Issuers
Beginning March 18, 2026, officers and directors for FPIs will need to comply with Section 16 of the 1934 Act....
Jennifer Froberg - Sr SEC Product SpecialistUpdates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors are drawn to ETFs for their relatively low cost, intraday tradability, transparency, tax efficiency, and exposure to specific markets or strategies.
Updated: December 18, 2025
Jennifer Froberg - Sr SEC Product Specialist
Toppan Merrill announces new Quinn platform to broad market acceptance
Consultative technology leader backed by 55+ years of industry and service expertise NEW YORK and ST. PAUL, Dec. 22, 2025...
From chaos to control: How Quinn is changing IPO drafting forever
Quinn transforms IPO drafting with speed, accuracy, and control. Features like Smart Format and Smart Sync streamline workflows and reduce...
Mark Houghton - SVP, Solution Sales
ESG, 10-K and Proxy report design: Solving consistency and content challenges
Consistency across all legal and financial reporting is not only a “nice to have,” but a “must have,” in this...
Mike Spelman - Director, Proxy Solutions
Karen Fisher - Proxy Advisory Services
Navigating the new SEC Form SHO: What every 13F filer needs to know
13F filers who meet specific requirements will need to report short positions to the SEC monthly, beginning in 2028, on...
Jennifer Froberg - Sr SEC Product Specialist
Corporate Governance Awards 2025: Congratulations Minerals Technologies Inc. – 2025 Best Proxy Statement (Small Cap)
In the ever-changing landscape of corporate governance, the proxy statement remains a cornerstone of effective shareholder communication. Minerals Technologies Inc....
Mike Spelman - Director, Proxy Solutions
Navigating California’s climate disclosure mandate. Is your company ready?
In her latest blog, Chelsi Tryon shares insight into the newly adopted California climate disclosure mandate slated for Jan. 1,...
Chelsi Tryon - Director of ESG
What are Capital Markets and how do they work?
The vehicles for capital creation, capital markets are a financial marketplace where people or institutions with capital to lend meet...
Podcast: ETF issuer interest remains high [14:04]
On The Dot (Episode 12): The ETF share class structure represents a significant modernization in the asset management industry. Investors...
Guy Stanzione - Director, SEC Compliance Services
Quinn: How a purpose-built platform is transforming capital markets transactions
As a purpose-built platform, Quinn is redefining how capital markets transactions get done. Quinn gives attorneys and deal teams the...
John C. Dalton, CPA - Director of Product Management, Capital Markets