Nasdaq permits primary direct listings and proposes relaxation of pricing limits
On May 19, 2021, the Securities and Exchange Commission (SEC) approved Nasdaq’s proposal to permit companies to issue shares and...
Capital Markets
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SPAC Odessy 2021: SOX compliance for new issuers
The rise of the SPAC places a spotlight on compliance requirements for newly public companies. The most arduous compliance demands...
SPAC transactions continue to draw SEC’s attention
SEC has been doling out investor bulletins, disclosure guidance, alerts, and staff statements relating to SPACs for a while now....