Corporate Compliance

Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award

W&T Offshore, Inc. is highlighted for being a finalist for the 2024 Best Proxy Statement (Small Cap) award, showcasing their...

Mike Spelman

November 8, 2024

Why Notice and Access (N&A) can end up costing more — and yield lower voting results

When the SEC introduced Notice and Access (N&A), the goal was to cut printing and postage costs while simplifying the...

Mike Spelman

October 30, 2024

What is the purpose of the Management Information Circular in Canada?

The Management Information Circular (MIC) plays an important role in Canadian corporate governance, serving purposes beyond regulatory requirements. The MIC...

Jason Barnard - Business Development Manager, Canadian Compliance

October 18, 2024

EDGAR Next: How to navigate the SEC rule and requirements

On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...

Jennifer Froberg - Sr SEC Product Specialist

October 14, 2024

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...

Theresa Jasper - Senior SEC Product Specialist

October 14, 2024

Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate

The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...

Eva Schaeffer

October 9, 2024

Navigating the new SEC Form SHO: What every 13F filer needs to know

13F filers who meet specific requirements will need to report short positions to the SEC monthly, beginning in 2025, on...

Jennifer Froberg - Sr SEC Product Specialist

September 6, 2024

PCAOB spotlights and trends for internal controls

Elizabeth Epler Jones, Partner at AXIA Partners, shares an overview of the 2024 PCAOB inspection priorities for external audit firms,...

Elizabeth Epler Jones, CPA - Partner, AXIA Partners

August 21, 2024

Perspective from when airport systems went down and confusion unfolded. Life’s twists and turns can teach us valuable ADA lessons.

Understanding the importance of accessibility will help benefit your investors and customers. Learn how the airline's software malfunction can show...

Gary Iverson

August 15, 2024

Innovation with purpose: How Bridge saves you more time and effort

Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare...

Chase Bongirno - Director of Product Management

July 16, 2024