Corporate Compliance

Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment

Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements.

Theresa Jasper - Senior SEC Product Specialist

March 24, 2025

How to navigate Forms 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K

Understand the significance of Form 10-K, 10-Q, 20-F, 40-F, 8-K and 6-K, and how they shape the story of a...

Toppan Merrill

March 19, 2025

EDGAR Next Frequently Asked Questions

Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...

Toppan Merrill

February 12, 2025

iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency 

In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...

Jennifer Froberg - Sr SEC Product Specialist

December 20, 2024

Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award

W&T Offshore, Inc. is highlighted for being a finalist for the 2024 Best Proxy Statement (Small Cap) award, showcasing their...

Mike Spelman

November 8, 2024

Why Notice and Access (N&A) can end up costing more — and yield lower voting results

When the SEC introduced Notice and Access (N&A), the goal was to cut printing and postage costs while simplifying the...

Mike Spelman

October 30, 2024

What is the purpose of the Management Information Circular in Canada?

The Management Information Circular (MIC) plays an important role in Canadian corporate governance, serving purposes beyond regulatory requirements. The MIC...

Jason Barnard - Business Development Manager, Canadian Compliance

October 18, 2024

EDGAR Next: How to navigate the SEC rule and requirements

On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...

Jennifer Froberg - Sr SEC Product Specialist

October 14, 2024

Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024

The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...

Theresa Jasper - Senior SEC Product Specialist

October 14, 2024

Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate

The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...

Eva Schaeffer

October 9, 2024