EDGAR Next Frequently Asked Questions
Filers can begin EDGAR Next enrollment on March 24, 2025. The deadline to enroll and comply with the mandate is...
Corporate Compliance
Articles
iXBRL tagging of cybersecurity disclosures in SEC filings enhances transparency
In 2023, the SEC adopted a final rule requiring public companies to provide specific disclosures regarding their material cybersecurity incidents...
Jennifer Froberg - Sr SEC Product Specialist
Redefining proxy design: How W&T Offshore moved the needle as a finalist for the 2024 Best Proxy Statement (Small Cap) award
W&T Offshore, Inc. is highlighted for being a finalist for the 2024 Best Proxy Statement (Small Cap) award, showcasing their...
Mike Spelman
Why Notice and Access (N&A) can end up costing more — and yield lower voting results
When the SEC introduced Notice and Access (N&A), the goal was to cut printing and postage costs while simplifying the...
Mike Spelman
What is the purpose of the Management Information Circular in Canada?
The Management Information Circular (MIC) plays an important role in Canadian corporate governance, serving purposes beyond regulatory requirements. The MIC...
Jason Barnard - Business Development Manager, Canadian Compliance
EDGAR Next: How to navigate the SEC rule and requirements
On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...
Jennifer Froberg - Sr SEC Product Specialist
Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024
The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...
Theresa Jasper - Senior SEC Product Specialist
Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate
The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...
Eva Schaeffer
Navigating the new SEC Form SHO: What every 13F filer needs to know
13F filers who meet specific requirements will need to report short positions to the SEC monthly, beginning in 2025, on...
Jennifer Froberg - Sr SEC Product Specialist
PCAOB spotlights and trends for internal controls
Elizabeth Epler Jones, Partner at AXIA Partners, shares an overview of the 2024 PCAOB inspection priorities for external audit firms,...
Elizabeth Epler Jones, CPA - Partner, AXIA Partners