The annual do’s and don’ts…when planning your annual meeting Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,... Mike Spelman April 16, 2025 Corporate Compliance
Why proper ICFR is key to ensuring SOX compliance and accurate periodic reporting The Sarbanes-Oxley Act (SOX) was adopted in 2002 in light of the Enron crisis. Immediately, SOX became part of the... Jennifer Froberg - Sr SEC Product Specialist January 27, 2021
Consequences and penalties for late SEC regulatory filings and common errors A study reported by The Wall Street Journal in September 2018 shows an uptick in corporate financial restatements during the... Toppan Merrill November 9, 2018