Financial Services

Podcast: TSR ready. Are you absolutely sure? Tackling the data and content management challenges. [9:12]

A conversation with Guy Stanzione about the SEC Tailored Shareholder Reports mandate and tackling the data and content management challenges...

Guy Stanzione - Director, SEC Compliance Services

March 8, 2024

Streamlined Growth: Toppan Merrill invests heavily in technology and talent in Sartell

Recently Enterprise Minnesota visited to learn more about our Sartell, MN operations and why in an era in which printing...

Toppan Merrill

March 7, 2024

SEC FAQs: Form N-CSR and website availability requirements

On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...

Guy Stanzione - Director, SEC Compliance Services

March 6, 2024

SEC FAQ: Binding individual shareholder reports of multiple funds addressed

On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...

Guy Stanzione - Director, SEC Compliance Services

January 31, 2024

Podcast: TSR ready. Are you absolutely sure? Tackling the SEC filing challenges. [9:01]

On The Dot (Episode 5) - A conversation with Guy Stanzione and Gordon Ruckdeschel about the SEC Tailored Shareholder Reports...

Guy Stanzione - Director, SEC Compliance Services

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

January 25, 2024

SEC publishes 5 TSR FAQs: what every filer needs to know

Learn more about the recently released TSR FAQs published by the SEC.

Guy Stanzione - Director, SEC Compliance Services

January 22, 2024

Podcast: TSR ready. Are you absolutely sure? Tackling the print and distribution challenges. [9:31]

On The Dot (Episode 4) - A conversation with Guy Stanzione about the SEC Tailored Shareholder Reports mandate and tackling...

Guy Stanzione - Director, SEC Compliance Services

January 8, 2024

Podcast: Why Every SEC Filer Needs to Prepare for EDGAR Next Now

On The Dot (Episode 3) - A conversation with Gordon Ruckdeschel about the EDGAR Next proposal and the steps SEC...

Gordon Ruckdeschel - Vice President, Compliance Services and Funds

January 4, 2024

Podcast: What are the early benefits of EDGAR Next?

Episode 2 - A conversation with Jennifer Froberg about the SEC’s EDGAR Next proposal designed to improve EDGAR filing access,...

Jennifer Froberg - Sr SEC Product Specialist

December 8, 2023

New N-PX reporting requirements for 13F filers (Institutional Investment Managers)

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

Jennifer Froberg - Sr SEC Product Specialist

September 5, 2023