Podcast: What are the early benefits of EDGAR Next?
Episode 2 - A conversation with Jennifer Froberg about the SEC’s EDGAR Next proposal designed to improve EDGAR filing access,...
Jennifer Froberg - Sr SEC Product SpecialistFinancial Services
Articles
Jennifer Froberg - Sr SEC Product Specialist
New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....
Jennifer Froberg - Sr SEC Product Specialist
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....
Jennifer Froberg - Sr SEC Product Specialist
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione - Director, SEC Compliance Services
Tailored Shareholder Reports: Managing the SEC website hosting requirements
In recent years the SEC has been focused on modernization and digital transformation, with the goals of:Â 1. Transparency and...
Guy Stanzione - Director, SEC Compliance Services
SEC mandates iXBRL tagging of actively sold variable products. The compliance requirement details.
Effective Jan. 1, 2023, Variable Product issuers of actively sold contracts are now required to file registration statements and definitive...
Guy Stanzione - Director, SEC Compliance Services
SEC updates EDGAR on Jan. 3, 2023, for Form 13F rule changes
On Jan. 3, 2023, the SEC updated the EDGAR system to implement changes related to Form 13F, which is filed...
Jennifer Froberg - Sr SEC Product Specialist
6 ways to boost the accessibility for your financial institution
People with disabilities deserve digital access to their financial institution's information. Just as financial institutions added Braille to ATMs and...
SEC modernizes investor communication with Tailored Shareholder Reports (including iXBRL)
On October 26, 2022, by a vote of 5-0, the SEC adopted amendments to the requirements for Annual Report and...
Guy Stanzione - Director, SEC Compliance Services
Inline XBRL becomes a reality for variable product issuers
Effective January 1, 2023, Variable Product issuers of actively sold contracts are required to file registration statements and definitive updates...
Guy Stanzione - Director, SEC Compliance Services