SEC Rule 498A impact on variable annuity / variable universal life companies
The Securities and Exchange Commission adopted Rule 498A, including form amendments, which intends to modernize disclosure requirements and allow investors...
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FAST Act modernization rule: Highlights for investment companies
On May 2, 2019 the SEC Fixing America’s Surface Transportation Act (FAST Act) Modernization Rule became effective. While most of...
SEC Rule 30e-3 is now effective
As of January 1, 2019, Rule 30e-3 officially became effective. Rule 30e-3 creates an optional “notice and access” method for...