Regulatory Disclosure for Investment Management Companies

Is it possible to navigate essential regulatory information with accuracy, timeliness and peace of mind?

Keeping up with the ever-changing disclosure requirements of your investment offerings can be extremely challenging. When errors can lead to serious consequences, a partner like Toppan Merrill can ease the burden of evolving regulatory requirements and tight deadlines.

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Use Cases

Shareholder Communications

Is there a simpler way for investment management firms to maneuver complicated communication requirements?

Engage in a seamless process to develop accurate and up-to-date investor communications without the added stress.

Efficiently produce financial documentation and communications

Prospectuses/Summary Prospectuses
Shareholder Reports
Investor Communications

Creating and distributing shareholder communications has never been easier

Unmatched expertise in developing custom-designed prospectuses
Best-in-class content management solutions that redefine productivity
Time-critical document production to meet compliance requirements
Omni-channel approaches to meet all your communication needs and regulatory options

Periodic & Interim Reporting

What if you could simplify logistics and minimize risk at the same time?

Lean into Toppan Merrill’s world-class technology solutions to meet evolving disclosure requirements.

Draft, format, perfect, file and deliver your financial documents and communications with speed, security and accuracy.

XBRL
EDGAR

Successfully navigate the process, on-time and error-free

Industry leaders of disclosure management software
Automated mirroring and error-checking for XBRL vs. EDGAR submissions
24/7 updates with self-service access keep you inline with production cycles throughout the year

Form Filings

Can form filing ever be a hassle-free experience?

Enjoy premier solutions for simpler, more efficient filing.

Regulatory form filing simplified

Initial Pre- & Post-Effective Amendment filings for all registration types

N-CSR and N-CSRS
24F-2NT
N-MFP2
N-PORT
N-CEN

Modernize financial documentation and filing with ease

In-depth knowledge of SEC regulatory changes
Proactive support every step of the way
Expert skill in developing solutions that comply with continually changing requirements
Continuous assessment to promote success
Single platform for managing all of your regulatory communications

Use Cases

Is there a simpler way for investment management firms to maneuver complicated communication requirements?

Engage in a seamless process to develop accurate and up-to-date investor communications without the added stress.

Efficiently produce financial documentation and communications

Prospectuses/Summary Prospectuses
Shareholder Reports
Investor Communications

Creating and distributing shareholder communications has never been easier

Unmatched expertise in developing custom-designed prospectuses
Best-in-class content management solutions that redefine productivity
Time-critical document production to meet compliance requirements
Omni-channel approaches to meet all your communication needs and regulatory options

What if you could simplify logistics and minimize risk at the same time?

Lean into Toppan Merrill’s world-class technology solutions to meet evolving disclosure requirements.

Draft, format, perfect, file and deliver your financial documents and communications with speed, security and accuracy.

XBRL
EDGAR

Successfully navigate the process, on-time and error-free

Industry leaders of disclosure management software
Automated mirroring and error-checking for XBRL vs. EDGAR submissions
24/7 updates with self-service access keep you inline with production cycles throughout the year

Can form filing ever be a hassle-free experience?

Enjoy premier solutions for simpler, more efficient filing.

Regulatory form filing simplified

Initial Pre- & Post-Effective Amendment filings for all registration types

N-CSR and N-CSRS
24F-2NT
N-MFP2
N-PORT
N-CEN

Modernize financial documentation and filing with ease

In-depth knowledge of SEC regulatory changes
Proactive support every step of the way
Expert skill in developing solutions that comply with continually changing requirements
Continuous assessment to promote success
Single platform for managing all of your regulatory communications

services

Content Management

Easy-to-use, cloud-based solution that delivers a secure, hassle-free experience for authoring, editing and managing shared document and filing content from internal and external contributors.

Publishing

Give investors easy, secure access to your shareholder documents online with Toppan Merrill’s Publishing Center, which hosts documents in compliance with strict SEC rules.

Composition

Work with our experts to compose and stylize your documents to perfection while reducing the time, cost and headaches involved in producing, filing and distributing your shareholder reports and prospectuses.

EDGAR & XBRL Disclosure

Successfully manage regulatory disclosure requirements and ensure your XBRL instance mirrors your EDGAR submission with our industry-leading expertise and best-in-class disclosure management software.

Portfolio-Specific Document Management

Using database intelligence and scenario analysis, our Compliance Center for variable products delivers customized, portfolio-specific print and delivery to help strengthen shareholder relationships.

Print & Distribution

Utilize world-class print-on-demand and distribution services to streamline your financial disclosure projects and release them to the right stakeholders on time.

TECHNOLOGY

TOPPAN MERRILL

ConnectTM

Our innovative single-source platform, Connect, facilitates seamless transitions from print to electronic communications, with flexible adaptation to ever-changing regulations, markets, and client needs. Leverage omni-channel solutions for customer acquisition, customer communication, and sales enablement, all with one easy-to-use platform. Connect helps your team manage regulatory communications securely and efficiently distribute them to clients.

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PRODUCTIVITY UNLOCKED

45K+

Capital transaction deals completed by our global team, on-time and error-free

1B+

Capital raised

50+

Years successfully navigating complex capital markets transactions

INSIGHTS

Blog

Disclosure Issues and Social Media

Unlike some former presidents, Mr. Trump has taken a noticeable interest in SEC policy …

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Blog

The key to modernization – separating core from context

Aug 22, 2018

How many of us go to work every day living and breathing customer experience? It’s the basis of all we do – especially as successful marketing departments. But it takes more time, more money and new ideas to be successful at creating a culture focused on superior customer experience.

Learn More >

WHITEPAPER

2019 FYE Calendar

Mutual Fund & ETF Filing Deadlines

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Contact Us

Request a Demo or Call

Global expertise in major capital markets around the globe.

Americas: 800.688.4400
APAC: +852.2877.8773
EMEA: +44 20.7422.6100
info@toppanmerrill.com