Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate
The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...
Eva SchaefferBeneficial Ownership
Articles
Eva Schaeffer
Webinar Replay: EDGAR Next is now final. Your SEC filing process is about to change.
On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which will significantly impact all SEC 1934 and...
SEC Modernizes Beneficial Ownership Reporting on Schedule 13D and 13G with XML format
Our Toppan Merrill experts break down the SEC’s final rule to update beneficial ownership reporting for Schedule 13D and 13G...
Jennifer Froberg - Sr SEC Product Specialist
SEC Announces Charges Against Public Companies and Insiders in Connection with “Ongoing” Investigation of Beneficial Ownership Reporting Violations
Authors: Josh La Grange, Nathan M. Erickson Introduction On September 27, 2023, the Securities and Exchange Commission (the “SEC” or...
Fried Frank