Clarifying SEC Form 144 filing requirements
Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...
Form 144
Articles
Rule 10b5-1, Insider Trading: Form 4 and 5 disclosure changes and Form 144 deadline extended
Insider Trading Arrangements and Related Disclosures, a new SEC rule, implements cooling-off periods for directors and officers to minimize potentially...
Jennifer Froberg - Sr SEC Product Specialist
EDGAR modernization continues: Form 144 moves from paper to structured data XML
In 2021, the SEC received over 30,000 Form 144 filings. Of those, only 234 were submitted electronically on the EDGAR...
Jennifer Froberg - Sr SEC Product Specialist