Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements. Theresa Jasper - Senior SEC Product Specialist March 24, 2025 Corporate Compliance SEC Updates and Alerts
The impact of SEC rulemaking on Business Development Companies In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development... Guy Stanzione - Director, SEC Compliance Services August 21, 2024
Inline XBRL taxonomy for closed-end funds (CEFs) and business development companies (BDCs) In 2020, the SEC adopted a final rule, Securities Offering Reform for Closed-End Investment Companies, modernizing disclosure and the offering... Jennifer Froberg - Sr SEC Product Specialist May 20, 2022
Closed-End Fund rule changes and instructions for SEC Form N-2 filers The SEC adopted an expansive final rule in March 2020, Securities Offering Reform for Closed-End Investment Companies, designed to streamline... Jennifer Froberg - Sr SEC Product Specialist September 13, 2021
SEC final rule: Use of derivatives by registered investment companies and business development companies New SEC rule 18f-4 will permit funds to enter into derivative transactions if they comply with certain conditions designed to... Jennifer Froberg - Sr SEC Product Specialist March 23, 2021