The impact of SEC rulemaking on Business Development Companies In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development... Guy Stanzione - Director, SEC Compliance Services August 21, 2024
Inline XBRL taxonomy for closed-end funds (CEFs) and business development companies (BDCs) In 2020, the SEC adopted a final rule, Securities Offering Reform for Closed-End Investment Companies, modernizing disclosure and the offering... Jennifer Froberg - Sr SEC Product Specialist May 20, 2022
Closed-End Fund rule changes and instructions for SEC Form N-2 filers The SEC adopted an expansive final rule in March 2020, Securities Offering Reform for Closed-End Investment Companies, designed to streamline... Jennifer Froberg - Sr SEC Product Specialist September 13, 2021
SEC final rule: Use of derivatives by registered investment companies and business development companies New SEC rule 18f-4 will permit funds to enter into derivative transactions if they comply with certain conditions designed to... Jennifer Froberg - Sr SEC Product Specialist March 23, 2021