The Ultimate Guide to Tailored Shareholder Reports
Tailored shareholder reports (TSR) are required by the SEC in an attempt to modernize shareholder communications. The SEC will require...
Guy Stanzione - Director, SEC Compliance ServicesForm N-CSR
Articles
Guy Stanzione - Director, SEC Compliance Services
SEC FAQ: Form N-CSR and website availability requirements
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...
Guy Stanzione - Director, SEC Compliance Services
SEC FAQ: Binding individual shareholder reports of multiple funds addressed
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored...
Guy Stanzione - Director, SEC Compliance Services
Podcast: TSR ready. Are you absolutely sure? Tackling the SEC filing challenges. [9:01]
On The Dot (Episode 5) - A conversation with Guy Stanzione and Gordon Ruckdeschel about the SEC Tailored Shareholder Reports...
Guy Stanzione - Director, SEC Compliance Services
Gordon Ruckdeschel - Vice President, Compliance Services and Funds
How the new SEC Tailored Shareholder Report rule impacts your EDGAR filing
The SEC has been focusing on digitally transforming and modernizing all aspects of fund operations for many years. Changes like...
Guy Stanzione - Director, SEC Compliance Services
Tailored Shareholder Reports: Managing the SEC website hosting requirements
In recent years the SEC has been focused on modernization and digital transformation, with the goals of: 1. Transparency and...
Guy Stanzione - Director, SEC Compliance Services
SEC modernizes investor communication with Tailored Shareholder Reports (including iXBRL)
On October 26, 2022, by a vote of 5-0, the SEC adopted amendments to the requirements for Annual Report and...
Guy Stanzione - Director, SEC Compliance Services
FAST Act modernization rule: Highlights for investment companies
On May 2, 2019 the SEC Fixing America’s Surface Transportation Act (FAST Act) Modernization Rule became effective. While most of...