Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements. Theresa Jasper - Senior SEC Product Specialist March 24, 2025 Corporate Compliance SEC Updates and Alerts
What Fund Managers Need to Know About SEC Form N-PX In a blog posted on April 30, 2024, Cooley discusses how, beginning August 2024, institutional investment managers that file on... Cooley LLP May 6, 2024
New N-PX reporting requirements for 13F filers (Institutional Investment Managers) Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds.... Jennifer Froberg - Sr SEC Product Specialist September 5, 2023
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds.... Jennifer Froberg - Sr SEC Product Specialist August 11, 2023