The annual do’s and don’ts…when planning your annual meeting Issuers preparing for their proxy campaign can benefit from a comprehensive checklist that covers essential steps in planning, cost management,... Mike Spelman April 16, 2025 Corporate Compliance
SEC Releases 2025 Names Rule FAQs On December 11, 2023, the SEC amended the Investment Company Names Rule to address certain broad categories of investment company... Guy Stanzione - Director, SEC Compliance Services January 21, 2025