Webinar Replay: Decoding the Notice and Access Model: Challenges and Best Solutions for Issuers (Session Two)
Building on the insights from the first session, in session two of our webinar series Mike turned his attention to...
Notice & Access
Articles
Webinar Replay: Decoding the Notice and Access Model: Challenges and Best Solutions for Issuers (Session One)
In session one of our two-part webinar series, Mike Spelman took a dive into the intended outcome of the Notice...
SEC Rule 30e-3 is now effective
As of January 1, 2019, Rule 30e-3 officially became effective. Rule 30e-3 creates an optional “notice and access” method for...