Prospectus Articles | Toppan Merrill

Inline XBRL is on the front doorstep for closed-end funds

Inline XBRL taxonomy for closed-end funds (CEFs) and business development companies (BDCs)

In 2020, the SEC adopted a final rule, Securities Offering Reform for Closed-End Investment Companies, modernizing disclosure and the offering...

Jennifer Froberg - Sr SEC Product Specialist

May 20, 2022

SEC implies examination of websites for Rule 498A compliance

Focusing on meeting the ruling standards and the right solution, must be taken into consideration when adopting Rule 498A.

Guy Stanzione - Director, SEC Compliance Services

October 25, 2021

2020 retrospective: Key 1940 Act regulations for investment management and insurance companies

We certainly won’t see an end to new rule-making as the industry and regulators are under pressure to adapt to...

Toppan Merrill

January 21, 2021

VA/VUL Rule 498A becomes effective July 1, 2020

SEC Rule 498A impact on variable annuity / variable universal life companies

The Securities and Exchange Commission adopted Rule 498A, including form amendments, which intends to modernize disclosure requirements and allow investors...

Toppan Merrill

July 26, 2020

Capital Markets

Corporate Compliance

Financial Services Regulatory Disclosure and Marketing Communications

Health Plans Member Communications

On The Dot

Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown

Prospectus

Articles

Inline XBRL taxonomy for closed-end funds (CEFs) and business development companies (BDCs)

SEC implies examination of websites for Rule 498A compliance

2020 retrospective: Key 1940 Act regulations for investment management and insurance companies

SEC Rule 498A impact on variable annuity / variable universal life companies