Important updates from the SEC on EDGAR Next enrollment requirements and bulk enrollment Theresa Jasper shares an overview of the recent SEC announcement on changes to the EDGAR Next enrollment requirements. Theresa Jasper - Senior SEC Product Specialist March 24, 2025 Corporate Compliance SEC Updates and Alerts
SEC modernizes investor communication with Tailored Shareholder Reports (including iXBRL) On October 26, 2022, by a vote of 5-0, the SEC adopted amendments to the requirements for Annual Report and... Guy Stanzione - Director, SEC Compliance Services November 17, 2022
2020 retrospective: Key 1940 Act regulations for investment management and insurance companies We certainly won’t see an end to new rule-making as the industry and regulators are under pressure to adapt to... Toppan Merrill January 21, 2021
SEC Rule 30e-3 is now effective As of January 1, 2019, Rule 30e-3 officially became effective. Rule 30e-3 creates an optional “notice and access” method for... Toppan Merrill January 18, 2019