SEC Releases 2025 Names Rule FAQs
On December 11, 2023, the SEC amended the Investment Company Names Rule to address certain broad categories of investment company...
Guy Stanzione - Director, SEC Compliance ServicesSEC
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Guy Stanzione - Director, SEC Compliance Services
Discussing Tailored Shareholder Report Common Issues
The Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) is responsible for reviewing fund disclosures. During the monitoring...
Guy Stanzione - Director, SEC Compliance Services
EDGAR Next: How to navigate the SEC rule and requirements
On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview...
Jennifer Froberg - Sr SEC Product Specialist
Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024
The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September...
Theresa Jasper - Senior SEC Product Specialist
Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate
The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,...
Eva Schaeffer
Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown
On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be...
Guy Stanzione - Director, SEC Compliance Services
The impact of SEC rulemaking on Business Development Companies
In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development...
Guy Stanzione - Director, SEC Compliance Services
Ray Garrett Jr. Corporate & Securities Law Institute
Now in its 44th year, the Ray Garrett Jr. Corporate and Securities Law Institute is the only Midwest conference that...
SEC “Hot Topics” Conference
The 23rd Annual SEC "Hot Topics" conference, "Cyber, Crime, and Climate: Are You Ready?" will provide regulatory updates from the...
Innovation with purpose: How Bridge saves you more time and effort
Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare...
Chase Bongirno - Director of Product Management