EDGAR Next: How to navigate the SEC rule and requirements On September 27, 2024, the SEC announced the EDGAR Next final rule. In this blog, Jennifer Froberg shares an overview... Jennifer Froberg - Sr SEC Product Specialist October 14, 2024
Important Update: After-hours filings status change for fee bearing submissions effective September 16, 2024 The SEC has issued an update regarding a status change for after-hours fee-paying filings, which will take effect in September... Theresa Jasper - Senior SEC Product Specialist October 14, 2024
Schedule 13D and Schedule 13G: Key challenges and considerations for the XML mandate The new SEC mandate requiring Schedule 13D and 13G filings to be submitted in an XML format, effective December 18,... Eva Schaeffer October 9, 2024
Podcast: RILA Rulemaking: The Highs, The Lows, and The Unknown On The Dot (Episode 7) - A conversation with Guy Stanzione discussing the highs, the lows, and questions to be... Guy Stanzione - Director, SEC Compliance Services October 1, 2024
The impact of SEC rulemaking on Business Development Companies In March 2020, the SEC adopted rules modernizing disclosure and the offering process for Closed-End Funds (CEF) and Business Development... Guy Stanzione - Director, SEC Compliance Services August 21, 2024
Ray Garrett Jr. Corporate & Securities Law Institute Now in its 44th year, the Ray Garrett Jr. Corporate and Securities Law Institute is the only Midwest conference that... Linda Cameron August 20, 2024
SEC “Hot Topics” Conference The 23rd Annual SEC "Hot Topics" conference, "Cyber, Crime, and Climate: Are You Ready?" will provide regulatory updates from the... Linda Cameron July 30, 2024
Innovation with purpose: How Bridge saves you more time and effort Toppan Merrill Bridge continues to deliver the most intuitive and efficient workflow for external reporting professionals, freeing teams to prepare... Chase Bongirno - Director of Product Management July 16, 2024
7 Things to Do When You Change a Company’s Name (With the SEC & Otherwise) In a blog posted on June 13, 2024, Ben Dale, from the law firm Perkins Coie, discusses 7 key factors... Perkins Coie June 27, 2024
SEC FAQs: TSR compliance date and Inline XBRL issues With the rapidly approaching initial cycle for Tailored Shareholder Reports (TSR) just around the corner, the focus is shifting to... Guy Stanzione - Director, SEC Compliance Services June 24, 2024