Events

Building on the insights from the first session, in session two of our webinar series Mike turned his attention to “Strategic Methods for Improvement” within the Notice and Access model. This session tackled current challenges and inefficiencies that issuers face and provided actionable strategies to enhance the effectiveness of their shareholder communication processes.    Topics...

In session one of our two-part webinar series, Mike Spelman took a dive into the intended outcome of the Notice & Access model, which aimed to reduce costs, enhance shareholder communications, and simplify processes for issuers. Unfortunately, the reality is that many issuers have never realized those outcomes. Mike also reflected on the critical events...

On Sept. 27, 2024, the SEC announced the EDGAR Next final rule which will significantly impact all SEC 1934 and 1940 Act filers.     View our insightful 30-minute webinar replay featuring an in-depth review of the final rule and key timeline considerations.      Topics include:    Overview of the EDGAR Next final rule How...

Listen to our SOX experts explore some of the biggest challenges and risks to a company’s SOX program success in preparation for your year-end filing and how automation can help. This on-demand webinar includes an exclusive demonstration of how companies world-wide are using Toppan Merrill SOX Automation to streamline the management of their SOX program,...

This virtual conference will provide updates directly from regulators at the SEC and FASB along with political insights on current events. The program also includes practical discussions on how to implement new ESG rules, a panel on what to expect from AI and more.

Whether it is proposed or final rules, enforcement actions or public comments, change has clearly come to the SEC under Gary Gensler’s leadership. And Registrants are feeling the impact.   Listen to our panel of industry experts as they explore the changing SEC landscape and how it will impact Registrants.   Topics include: Current rulemaking...